Plan Snapshot
- Plan Sponsor: Oatey Co.
- Sponsor EIN: 340434900
- Sponsor Address: 20600 EMERALD PARKWAY, CLEVELAND, OH, 44135
- Plan Type: 401(k)
- Total Participants: 1,434
- Total Assets: $128.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,434 | $128.5M | $3.8M | $6.8M |
| 2023 | 1,280 | $113.9M | $3.5M | $6.3M |
| 2022 | 1,206 | $94.5M | $3.2M | $5.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $49,724 | — | $49,724 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $22,563 | — | $22,563 |
| BENESCH FRIEDLANDER COPLAN & ARONO | ERISA Attorney | $7,500 | — | $7,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- STRATEGIC ADVISORS, INC. — Investment Advisor
- BENESCH FRIEDLANDER COPLAN & ARONO — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $79,787
- Estimated Expense Ratio: 0.062% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $79,787 | $22,563 | $300 | — | — |
| 2023 | $169,792 | $32,240 | — | $13,500 | — |
| 2022 | $194,851 | $29,148 | — | — | — |