Plan Snapshot
- Plan Sponsor: Agate, INC.
- Sponsor EIN: 860326903
- Sponsor Address: 2403 N COUNTRY CLUB DRIVE, SCOTTSDALE, AZ, 85256
- Plan Type: 401(k)
- Total Participants: 74
- Total Assets: $4.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 74 | $4.2M | $158,957 | $400,673 |
| 2023 | 170 | $3.5M | $165,817 | $392,331 |
| 2022 | 189 | $3.1M | $154,997 | $354,454 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KIMBERLIN COMPANY PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KIMBERLIN COMPANY PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $67,231 | — | $67,231 | — | — |
| 2023 | $47,282 | $13,041 | $27,820 | — | — |
| 2022 | $43,862 | $12,338 | $31,524 | — | — |