Plan Snapshot
- Plan Sponsor: Arizona Operating Engineers Pension Trust Fund
- Sponsor EIN: 866025732
- Sponsor Address: 2550 W UNION HILLS DR STE 290, PHOENIX, AZ, 850275198
- Plan Type: DB
- Plan Number: 001
- Total Participants: 1,395
- Total Assets: $15.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,395 | $15.0M | $0 | $0 |
| 2024 | 1,577 | $16.7M | $0 | $0 |
| 2023 | 0 | $19.5M | $0 | $0 |
| 2022 | 12 | $21.5M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE SEGAL COMPANY | Other Service Provider | $70,877 | — | $70,877 |
| SOUTHWEST SERVICE ADMINISTRATORS | Other Service Provider | $63,173 | — | $63,173 |
| VERUS ADVISORS, INC | Other Service Provider | $53,000 | — | $53,000 |
| SPENCER FANE LLP | Other Service Provider | $30,606 | — | $30,606 |
| BALDWIN MOFFITT BEHM LLP | Other Service Provider | $27,087 | — | $27,087 |
| MOSAIC | Other Service Provider | $11,851 | — | $11,851 |
| BMO BANK | Other Service Provider | $8,577 | — | $8,577 |
| JP MORGAN ASSET MANAGEMENT | Other Service Provider | $8,255 | — | $8,255 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $273,426
- Estimated Expense Ratio: 1.824% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,329,586 | $62,722 | $54,000 | $27,087 | — |
| 2024 | $351,004 | $79,790 | $54,000 | $27,082 | — |
| 2023 | $379,139 | $92,650 | $56,297 | $27,149 | — |
| 2022 | $611,455 | $105,866 | $201,961 | — | $155,366 |