Plan Snapshot
- Plan Sponsor: Aesculapian Management Company, LLC
- Sponsor EIN: 593744992
- Sponsor Address: 943 S BENEVA RD STE 306, SARASOTA, FL, 342322473
- Plan Type: 401(k)
- Total Participants: 738
- Total Assets: $69.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 738 | $69.0M | $1.9M | $3.8M |
| 2023 | 719 | $61.6M | $1.8M | $3.7M |
| 2022 | 676 | $52.6M | $1.7M | $3.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES | Investment Advisor | — | $115,906 | $115,906 |
| NATIONWIDE | Recordkeeper | $99,694 | — | $99,694 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $33,333 | — | $33,333 |
| PROACCOUNT | Investment Advisor | $22,703 | — | $22,703 |
| KB PENSION SERVICES, INC. | Recordkeeper | $18,835 | $549 | $19,384 |
| AMERIPRISE FINANCIAL SERVICES | Investment Advisor | — | $10,189 | $10,189 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- AMERIPRISE FINANCIAL SERVICES — Investment Advisor
- NATIONWIDE — Recordkeeper
- PROACCOUNT — Investment Advisor
- AMERIPRISE FINANCIAL SERVICES — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $301,209
- Estimated Expense Ratio: 0.436% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $178,053 | $22,703 | $136,515 | — | — |
| 2023 | $237,214 | $19,277 | $199,537 | — | — |
| 2022 | $252,472 | $208,332 | $44,140 | — | — |