Plan Snapshot
- Plan Sponsor: Aeries Software, INC.
- Sponsor EIN: 330427993
- Sponsor Address: 770 THE CITY DRIVE SOUTH, ORANGE, CA, 92868
- Plan Type: 401(k)
- Total Participants: 115
- Total Assets: $11.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 115 | $11.5M | $414,169 | $812,654 |
| 2023 | 134 | $11.7M | $417,876 | $732,484 |
| 2022 | 133 | $10.9M | $387,898 | $696,893 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VALMARK ADVISERS, INC. | INVESTMENT ADVISORY - PLA | $22,480 | — | $22,480 |
| VALMARK ADVISERS INC | INVESTMENT ADVISOR | $9,343 | — | $9,343 |
| CROSSPLANS | TPA | $8,604 | — | $8,604 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $5,172 | — | $5,172 |
| WALLACE PLESES & DREHER LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WALLACE PLESES & DREHER LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $45,599
- Estimated Expense Ratio: 0.396% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,845 | — | $37,845 | — | — |
| 2023 | $39,435 | — | $39,435 | — | — |
| 2022 | $36,929 | — | — | — | $36,929 |