Plan Snapshot
- Plan Sponsor: Ust Global INC
- Sponsor EIN: 261539797
- Sponsor Address: 5 POLARIS WAY, ALISO VIEJO, CA, 926565374
- Plan Type: 401(k)
- Total Participants: 3,713
- Total Assets: $169.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,713 | $169.6M | $6.9M | $29.6M |
| 2023 | 3,770 | $130.6M | $7.7M | $25.8M |
| 2022 | 3,785 | $82.9M | $4.2M | $18.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $396,226 | — | $396,226 |
| MORGAN STANLEY GLOBAL BA | INVESTMENT ADVISORY | $134,733 | — | $134,733 |
| STEPHENS, REIDINGER & BELLER LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY GLOBAL BA — INVESTMENT ADVISORY
- STEPHENS, REIDINGER & BELLER LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $530,959
- Estimated Expense Ratio: 0.313% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $530,959 | $134,733 | $396,226 | — | — |
| 2023 | $389,533 | $47,098 | $342,435 | — | — |
| 2022 | $386,482 | — | $386,482 | — | — |