Plan Snapshot
- Plan Sponsor: Advics North America, INC.
- Sponsor EIN: 300022045
- Sponsor Address: 1650 KINGSVIEW DRIVE, LEBANON, OH, 45036
- Plan Type: 401(k)
- Total Participants: 1,595
- Total Assets: $173.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,595 | $173.6M | $6.1M | $7.3M |
| 2023 | 1,624 | $157.9M | $6.3M | $7.1M |
| 2022 | 1,644 | $138.0M | $5.9M | $6.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CARON & BLETZER, PLLC | Auditor | $3,650 | — | $3,650 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CARON & BLETZER, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $3,650
- Estimated Expense Ratio: 0.002% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $353,631 | $66,904 | $255,949 | $3,650 | — |
| 2023 | $323,561 | $41,200 | $236,618 | $13,150 | — |
| 2022 | $380,354 | $45,000 | $303,812 | — | $27,417 |