Plan Snapshot
- Plan Sponsor: Advertising Specialty Institute, INC.
- Sponsor EIN: 231608621
- Sponsor Address: 4800 STREET ROAD, TREVOSE, PA, 19053
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 627
- Total Assets: $98.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 627 | $98.2M | $0 | $0 |
| 2024 | 407 | $82.6M | $1.3M | $3.7M |
| 2023 | 405 | $71.0M | $1.2M | $3.3M |
| 2022 | 392 | $58.8M | $982,680 | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | Other Service Provider | $68,389 | — | $68,389 |
| CAPFINANCIAL PARTNERS LLC | Other Service Provider | $52,964 | — | $52,964 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $121,353
- Estimated Expense Ratio: 0.124% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,669,871 | $66,598 | — | — | — |
| 2024 | $151,315 | $63,527 | — | — | — |
| 2023 | $151,956 | $63,251 | — | — | — |
| 2022 | $145,063 | $48,611 | — | — | — |