Plan Snapshot
- Plan Sponsor: Advanced Industrial Services, INC.
- Sponsor EIN: 232308981
- Sponsor Address: 3250 SUSQUEHANNA TRAIL NORTH, YORK, PA, 174069754
- Plan Type: 401(k)
- Total Participants: 133
- Total Assets: $13.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 133 | $13.0M | $289,278 | $848,401 |
| 2023 | 118 | $11.2M | $240,178 | $683,236 |
| 2022 | 98 | $9.7M | $215,251 | $647,480 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | Recordkeeper | $21,754 | — | $21,754 |
| LPL FINANCIAL, LLC | Investment Advisor | $21,292 | — | $21,292 |
| PA RETIREMENT SOLUTIONS, INC. | Other Service Provider | $8,616 | — | $8,616 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $51,662
- Estimated Expense Ratio: 0.398% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $50,271 | $21,292 | $7,225 | — | — |
| 2023 | $43,808 | $17,675 | $7,144 | — | — |
| 2022 | $46,300 | $46,300 | — | — | — |