Plan Snapshot
- Plan Sponsor: Advanced Assembly, LLC
- Sponsor EIN: 810654787
- Sponsor Address: 20100 E 32ND PKWY SUITE 225, AURORA, CO, 80011
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 3
- Total Assets: $6,982
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 3 | $6,982 | $0 | $0 |
| 2022 | 74 | $3.0M | $299,237 | $201,794 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $36,511 | — | $36,511 |
| RETIREMENT ADMINISTRATION, INC | Other Service Provider | $12,822 | — | $12,822 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,333
- Estimated Expense Ratio: 706.574% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $37,902 | — | $37,902 | — | — |
| 2022 | $35,253 | — | $35,253 | — | — |