Plan Snapshot
- Plan Sponsor: Advanced Energy Industries, INC.
- Sponsor EIN: 840846841
- Sponsor Address: 1625 SHARP POINT DR, FORT COLLINS, CO, 80525
- Plan Type: 401(k)
- Total Participants: 1,136
- Total Assets: $259.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,136 | $259.6M | $5.0M | $13.0M |
| 2023 | 1,153 | $228.7M | $5.1M | $13.0M |
| 2022 | 1,204 | $197.3M | $4.5M | $11.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | Investment Advisor | $53,610 | — | $53,610 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $43,011 | — | $43,011 |
| FIRST WESTERN TRUST | Investment Advisor | $11,250 | — | $11,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — Investment Advisor
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $107,871
- Estimated Expense Ratio: 0.042% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $107,871 | $64,860 | $600 | — | — |
| 2023 | $140,159 | $44,202 | $300 | — | — |
| 2022 | $194,199 | $33,591 | — | — | — |