Plan Snapshot
- Plan Sponsor: Abc, INC.
- Sponsor EIN: 141284013
- Sponsor Address: 77 WEST 66TH STREET, NEW YORK, NY, 100236298
- Plan Type: DB
- Total Participants: 151
- Total Assets: $847.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 151 | $847.3M | $1.0M | $0 |
| 2023 | 163 | $925.7M | $1.1M | $0 |
| 2022 | 184 | $871.6M | $1.2M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT CO. | Other Service Provider | $453,956 | — | $453,956 |
| NEW ENGLAND PENSION CONSULTANTS | Recordkeeper | $333,638 | — | $333,638 |
| SCHULTE, ROTH & ZABEL | ERISA Attorney | $224,840 | — | $224,840 |
| ZENITH AMERICAN SOLUTIONS, INC. | Other Service Provider | $224,000 | — | $224,000 |
| NORTHERN TRUST CO. | Other Service Provider | $204,722 | — | $204,722 |
| INCOME RESEARCH AND MANAGEMENT COLL | Other Service Provider | $163,505 | — | $163,505 |
| NISA INVESTMENT ADVISORS LLC | Other Service Provider | $140,416 | — | $140,416 |
| WOHLNER, KAPLON, CUTLER, HALFORD | Other Service Provider | $135,208 | — | $135,208 |
| MILLIMAN, INC. | Recordkeeper | $134,334 | — | $134,334 |
| MANULIFE - JOHN HANCOCK TRUST COMPA | Recordkeeper | $127,864 | — | $127,864 |
| INVESCO TRUST COMPANY | Other Service Provider | $88,087 | — | $88,087 |
| PARAMETRIC CLIFTON | Other Service Provider | $66,147 | — | $66,147 |
| NOVAK FRANCELLA LLC | Auditor | $56,500 | — | $56,500 |
| BLACKROCK INSTITUTIONAL TRUST CO. | Other Service Provider | $19,729 | — | $19,729 |
| ALAN ROSS & COMPANY PC | Other Service Provider | $15,600 | — | $15,600 |
| MULTIEMPLOYER.COM | Other Service Provider | $14,400 | — | $14,400 |
| INSIGHT NORTH AMERICA, LLC | Other Service Provider | $9,808 | — | $9,808 |
| EUGENE J MAXWELL | Custodian / Trustee | $5,413 | — | $5,413 |
| JUAN CARLOS GUERRERO | Custodian / Trustee | $5,222 | — | $5,222 |
| COOKE & BIELER, INC. | Other Service Provider | $5,073 | — | $5,073 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NEW ENGLAND PENSION CONSULTANTS — Recordkeeper
- SCHULTE, ROTH & ZABEL — ERISA Attorney
- MILLIMAN, INC. — Recordkeeper
- MANULIFE - JOHN HANCOCK TRUST COMPA — Recordkeeper
- NOVAK FRANCELLA LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,428,462
- Estimated Expense Ratio: 0.287% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,286,071 | $1,889,089 | $207,686 | $56,500 | — |
| 2023 | $3,940,947 | $2,495,808 | $214,400 | $56,500 | — |
| 2022 | $3,885,691 | $2,423,704 | $192,000 | — | $910,715 |