Plan Snapshot
- Plan Sponsor: A.W.A.R.E. INC.
- Sponsor EIN: 810360391
- Sponsor Address: 205 EAST PARK AVE, ANACONDA, MT, 59711
- Plan Type: 401(k)
- Total Participants: 188
- Total Assets: $8.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 188 | $8.6M | $405,651 | $736,599 |
| 2023 | 176 | $7.0M | $364,038 | $637,735 |
| 2022 | 403 | $5.6M | $328,218 | $607,527 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $24,275 | — | $24,275 |
| LPL FINANCIAL | Investment Advisor | $21,756 | — | $21,756 |
| SANNAH M BRANDT LLC | Other Service Provider | $7,252 | — | $7,252 |
| LEAFHOUSE FINANCIAL ADVISORS,LLC | Other Service Provider | $6,127 | — | $6,127 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $5,315 | — | $5,315 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $64,725
- Estimated Expense Ratio: 0.750% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $64,725 | $27,071 | $7,252 | — | — |
| 2023 | $47,236 | — | $47,236 | — | — |
| 2022 | $43,607 | — | — | — | $43,607 |