Plan Snapshot
- Plan Sponsor: A-Lign Compliance And Security, INC.
- Sponsor EIN: 830781692
- Sponsor Address: 400 N ASHLEY DR., SUITE 1325, TAMPA, FL, 33602
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 584
- Total Assets: $33.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 584 | $33.7M | $0 | $0 |
| 2024 | 402 | $24.8M | $1.1M | $3.4M |
| 2023 | 396 | $18.4M | $1.1M | $3.5M |
| 2022 | 452 | $12.0M | $886,348 | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MJP ASSOCIATES INC | Investment Advisor | $39,628 | — | $39,628 |
| JOHN HANCOCK | Recordkeeper | $26,418 | — | $26,418 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $66,046
- Estimated Expense Ratio: 0.196% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,723,403 | $44,294 | $31,843 | — | — |
| 2024 | $70,416 | $37,167 | $33,249 | — | — |
| 2023 | $59,283 | $34,369 | $24,914 | — | — |
| 2022 | $61,001 | $38,229 | $22,772 | — | — |