Plan Snapshot
- Plan Sponsor: A.J. Rose Manufacturing Co.
- Sponsor EIN: 340843927
- Sponsor Address: 38000 CHESTER ROAD, AVON, OH, 440111086
- Plan Type: 401(k)
- Plan Number: 003
- Total Participants: 327
- Total Assets: $19.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 327 | $19.9M | $0 | $0 |
| 2024 | 265 | $19.1M | $571,228 | $733,544 |
| 2023 | 249 | $17.8M | $512,011 | $750,662 |
| 2022 | 218 | $16.4M | $500,708 | $665,173 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $75,734 | — | $75,734 |
| NEWEDGE ADVISORS | Investment Advisor | — | $18,170 | $18,170 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,904
- Estimated Expense Ratio: 0.472% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,392,970 | — | $75,735 | — | — |
| 2024 | $74,692 | — | $74,692 | — | — |
| 2023 | $68,883 | — | $68,883 | — | — |
| 2022 | $63,252 | — | $63,252 | — | — |