Plan Snapshot
- Plan Sponsor: A. Finkl & Sons Co.
- Sponsor EIN: 362815417
- Sponsor Address: 1355 E. 93RD STREET, CHICAGO, IL, 606198004
- Plan Type: 401(k)
- Total Participants: 322
- Total Assets: $44.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 322 | $44.0M | $1.8M | $2.0M |
| 2023 | 289 | $40.0M | $1.4M | $1.7M |
| 2022 | 292 | $36.2M | $1.4M | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $93,672 | — | $93,672 |
| INVESTMENT NAVIGATION LL | INVESTMENT ADVISORY | $5,239 | $19,455 | $24,694 |
| UBS FINANCIAL SERVICES INC | INVESTMENT ADVISORY | — | $9,745 | $9,745 |
| PLANTE & MORAN, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — INVESTMENT ADVISORY
- PLANTE & MORAN, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $128,111
- Estimated Expense Ratio: 0.291% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $98,911 | $5,238 | $93,673 | — | — |
| 2023 | $116,532 | — | $116,532 | — | — |
| 2022 | $111,487 | — | $111,487 | — | — |