Plan Snapshot
- Plan Sponsor: A & A Quality Appliance, INC.
- Sponsor EIN: 841085712
- Sponsor Address: 321 EAST 84TH AVEN, THORTON, CO, 80260
- Plan Type: 401(k)
- Total Participants: 400
- Total Assets: $3.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 400 | $3.9M | $130,940 | $389,738 |
| 2023 | 348 | $3.3M | $128,097 | $375,569 |
| 2022 | 365 | $2.9M | $121,418 | $407,574 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $17,981 | — | $17,981 |
| CONSULTING, LLC DESCHUTES INVESTMEN | Investment Advisor | $12,282 | — | $12,282 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $7,566 | — | $7,566 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $37,829
- Estimated Expense Ratio: 0.961% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,237 | $19,848 | — | — | — |
| 2023 | $31,640 | $16,213 | — | — | — |
| 2022 | $33,436 | $16,133 | $17,303 | — | — |