Top 401(k) Plan Auditors

Find experienced 401(k) plan audit firms. Compare credentials, pricing, and expertise.

Browse 934 providers in this category.

Provider ranking

  1. Miller Kaplan Arase LLP

    Employee Benefit Plan Auditor

    North Hollywood, CA

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 384 plans audited • $104.8B under management

    Company: Est. 1941

    View Profile

  2. Warren Averett, LLC

    Employee Benefit Plan Auditor

    Birmingham, AL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 367 plans audited • $72.1B under management

    Company: Est. 1957

    View Profile

  3. Aprio LLP

    Employee Benefit Plan Auditor

    Matthews, NC

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 365 plans audited • $15.9B under management

    Company: Est. 1952 • 540 employees

    View Profile

  4. Pricekubecka, PLLC

    Employee Benefit Plan Auditor • Pro Score 3.3

    Addison, TX

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 361 plans audited • $5.4B under management

    Company: Est. 2025

    View Profile

  5. Holthouse Carlin & Van Trigt, LLP

    Employee Benefit Plan Auditor

    WestLake Village, CA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 333 plans audited • $34.8B under management

    Company: Est. 1991 • 800 employees

    View Profile

  6. KPMG LLP

    Employee Benefit Plan Auditor • Pro Score 4.1

    New York, NY

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 315 plans audited • $488.3B under management

    Company: Est. 1897

    View Profile

  7. Assurance Dimensions Inc.

    Employee Benefit Plan Auditor

    Tampa, FL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 286 plans audited • $8.9B under management

    Company: Est. 2010

    View Profile

  8. RubinBrown LLP

    Employee Benefit Plan Auditor

    Overland Park, KS

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 273 plans audited • $39.2B under management

    Company: Est. 1952

    View Profile

  9. Katz Sapper & Miller LLP

    Employee Benefit Plan Auditor

    Indianapolis, IN

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 266 plans audited • $16.5B under management

    View Profile

  10. Calibre CPA Group PLLC

    Employee Benefit Plan Auditor

    Bethesda, MD

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 265 plans audited • $207.1B under management

    View Profile

  11. Kreischer Miller

    Employee Benefit Plan Auditor

    Horsham, PA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 260 plans audited • $44.9B under management

    Company: Est. 1975 • 286 employees

    View Profile

  12. Schneider Downs & Co., Inc.

    Employee Benefit Plan Auditor

    Pittsburgh, PA

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 250 plans audited • $54.1B under management

    Company: Est. 1956

    View Profile

  13. Novak Francella LLC

    Employee Benefit Plan Auditor

    Bala Cynwyd, PA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 248 plans audited • $39.3B under management

    Company: Est. 2003 • 142 employees

    View Profile

  14. Whitley Penn LLP

    Employee Benefit Plan Auditor

    Fort Worth, TX

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 247 plans audited • $36.2B under management

    Company: Est. 1986 • 800 employees

    View Profile

  15. Templeton & Company, LLP

    Employee Benefit Plan Auditor

    West Palm Beach, FL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 220 plans audited • $8.4B under management

    Company: Est. 1990 • 66 employees

    View Profile

  16. RKL LLP

    Employee Benefit Plan Auditor

    Lancaster, PA

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 218 plans audited • $6.9B under management

    Company: Est. 1952 • 600 employees

    View Profile

  17. Brown Edwards & Company L.L.P.

    Employee Benefit Plan Auditor

    Roanoke, VA

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 211 plans audited • $8.4B under management

    Company: Est. 1967 • 362 employees

    View Profile

  18. Metz CPA PLLC

    Employee Benefit Plan Auditor

    Phoenix, AZ

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 209 plans audited • $5.2B under management

    Company: Est. 1992

    View Profile

  19. Kimberlin Company, PLLC

    Employee Benefit Plan Auditor

    Chandler, AZ

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 207 plans audited • $2.3B under management

    Company: Est. 2012

    View Profile

  20. Frank Rimerman & Co. LLP

    Employee Benefit Plan Auditor

    Palo Alto, CA

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 203 plans audited • $5.6B under management

    Company: Est. 1949

    View Profile

  21. Blue & Co LLC

    Employee Benefit Plan Auditor

    Carmel, IN

    Credentials: AICPA Member • Plan Audit Quality Center (EBPAQC)

    Stats: 198 plans audited • $20.6B under management

    Company: Est. 1970 • 560 employees

    View Profile

  22. Elliott Davis, LLC

    Employee Benefit Plan Auditor

    Augusta, GA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 198 plans audited • $16.5B under management

    Company: Est. 1920 • 800 employees

    View Profile

  23. BDMP Assurance LLP

    Employee Benefit Plan Auditor

    Portland, ME

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 190 plans audited • $12.4B under management

    Company: Est. 1974 • 946 employees

    View Profile

  24. Meaden & Moore Ltd

    Employee Benefit Plan Auditor

    Cleveland, OH

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 190 plans audited • $108.7B under management

    Company: Est. 1919

    View Profile

  25. Barnes Dennig & Co. Ltd

    Employee Benefit Plan Auditor

    Cincinnati, OH

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 189 plans audited • $12.1B under management

    Company: Est. 1965

    View Profile

Choosing the Right Retirement Plan Provider: A Focus on the 401k Auditor Role

The average 401(k) audit cost in the US as of 2024 was $$16,450.

Selecting a retirement plan provider is one of the most significant decisions a business owner can make. The right provider offers essential services, manages complex regulations, and ultimately helps employees secure their financial future. When comparing options, understanding the role of key oversight personnel, like the 401k auditor, is crucial for maintaining compliance and minimizing risk.

A retirement plan provider is responsible for administering the plan, handling investments, managing recordkeeping, and ensuring regulatory adherence. For larger plans, federal law often mandates an annual independent audit by a qualified 401k auditor. This audit verifies the plan’s financials and ensures operational compliance with ERISA (Employee Retirement Income Security Act) rules.

Why the 401k Auditor Matters in Provider Selection

The audit process is complex, and the quality of your plan provider can directly impact the ease and success of the annual review. A high-quality provider will:

  • Maintain impeccable records, simplifying the data collection for the 401k auditor.
  • Implement robust internal controls to prevent errors and fraudulent activity.
  • Stay current with changing regulations to ensure the plan remains compliant year-round.

Choosing a provider with a proven track record of successful audits and strong fiduciary support can significantly reduce your administrative burden and liability. When evaluating potential partners, inquire about their internal compliance teams and how they assist clients in preparing for and responding to the findings of an independent 401k auditor.

Key Services Offered by Top Retirement Plan Providers

While compliance is paramount, providers also offer a range of services designed to enhance the plan for both the employer and the participants. These include:

  • Fiduciary Support: Offering guidance and taking on some of the fiduciary responsibilities to lessen the employer's risk.
  • Investment Selection: Providing access to a diverse menu of investment options and professional investment management services.
  • Participant Education: Offering workshops, tools, and personalized advice to help employees make informed decisions about their savings.
  • Technology and Administration: State-of-the-art platforms for seamless enrollment, contribution processing, and reporting.

The right provider acts as a strategic partner, helping you navigate complex legal requirements while delivering maximum value to your employees. Whether you are launching a new plan or looking to switch providers, thorough due diligence is essential. Focus on finding a provider who prioritizes transparency, compliance, and participant success. A strong relationship with your provider will ensure that when your plan is reviewed by a 401k auditor, the process is smooth and stress-free.

Take the time to explore your options and find a provider whose expertise in administration and commitment to compliance aligns with your business needs and long-term goals.