Regency Investment Advisors INC

About Regency Investment Advisors INC

<p>Founded in 1993 with long ties to California’s San Joaquin Valley, Regency Investment Advisors INC works with retirement plans alongside individuals, trusts, businesses, and nonprofit organizations.</p> <p>Headquartered in Fresno in Central California, the firm provides investment management and financial planning for clients across the Fresno–Clovis metro and the broader Valley region. As a registered investment advisor, it focuses on practical guidance, plan design support, and decision-making help during changing markets.</p> <p>For employer-sponsored plans, Regency acts as a 3(21) fiduciary advisor, providing investment recommendations while plan sponsors keep final decision authority. That structure can fit organizations that want an advisor’s oversight and documentation without outsourcing full investment discretion.</p> <p>Regency reports $1.0B in assets under management (2026). What sets the firm apart is its mix of retirement plan work and long-standing local presence in the San Joaquin Valley.</p> <ul> <li>Retirement plan advisor services as part of <a href="/plan-advisors">plan advisors</a></li> <li>3(21) fiduciary investment advice for employer-sponsored retirement plans</li> <li>Investment management for private clients, trusts, and organizations</li> <li>Financial planning support for individuals, businesses, and nonprofits</li> </ul>

Website: https://regencyinvests.com/

Founded: 1993