About Prevail Wealth Management
<p>On the east side of Seattle in Kirkland, Prevail Wealth Management, LLC works as a fee-only, SEC-registered investment advisory firm for individuals and retirement plan sponsors.</p> <p>The firm acts as a fiduciary and takes a fee-only approach, meaning it is paid by clients rather than commissions. As of 2026, Prevail Wealth Management reports $0.1B in assets under management.</p> <p>For employer plans, Prevail can take on defined roles under ERISA as a 3(21) co-fiduciary and as a 3(38) investment manager, helping sponsors document decisions and manage investment oversight. The firm also provides financial planning, investment management, transition planning, and retirement planning.</p> <p>What sets Prevail apart is the combination of retirement plan fiduciary services with fee-only wealth management under one advisory relationship.</p> <ul> <li>Fee-only, SEC-registered investment advisor</li> <li>ERISA fiduciary services: 3(21) and 3(38)</li> <li>Financial planning and retirement planning</li> <li>Investment management and transition planning</li> </ul>
Website: https://www.prevailwealth.com/
Office Locations
- Kirkland, WA (Headquarters)
Services Offered
- 3(21) Investment Advisor
- 3(38) Investment Manager
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $63.7M