Mutual Of Omaha Investor Services, Inc.

About Mutual Of Omaha Investor Services, Inc.

<p>Founded in 2002 and wholly owned by Mutual of Omaha Holdings, Inc., Mutual Of Omaha Investor Services, Inc. combines a registered investment adviser platform with a FINRA-regulated broker-dealer. The firm is based in Omaha in the heart of the Midwest and works with clients across multiple states.</p> <p>For retirement plans, the firm works as a fiduciary in an ERISA 3(21)(A)(ii) capacity and also offers 3(38) investment management services. It is registered with both the SEC and FINRA, which shapes how it runs its advisory and brokerage activities.</p> <p>Mutual Of Omaha Investor Services, Inc. has branch offices in Bloomington in the Minneapolis–Saint Paul area and in Phoenix, giving it coverage across the central U.S. and the Southwest. A practical differentiator is its ability to support plans through both an SEC-registered RIA and a broker-dealer under one corporate umbrella.</p> <ul> <li>Retirement plan fiduciary support as a <a href="/plan-advisors">plan advisor</a></li> <li>ERISA 3(21)(A)(ii) fiduciary services</li> <li>ERISA 3(38) investment manager services</li> <li>SEC-registered RIA and FINRA-regulated broker-dealer</li> </ul>

Website: https://www.mutualofomaha.com/