J.P. Morgan

About J.P. Morgan

<p>From its Los Angeles headquarters, J.P. Morgan Securities LLC (JPMS) supports retirement plan fiduciary work alongside its broader broker-dealer and registered investment advisor business within JPMorgan Chase &amp; Co. The firm operates under the J.P. Morgan Wealth Management and Private Bank brands.</p> <p>JPMS reports $1.2 trillion in assets under supervision (2026). It has a large U.S. footprint, with offices in Los Angeles, Westlake Village, and Irvine across Southern California, plus locations in Chicago, Atlanta, Columbus, and other major metros. The firm also works with clients digitally, remotely, and through more than 5,000 Chase branches.</p> <p>For employer-sponsored plans, JPMS can take on fiduciary roles under ERISA as a <a href="/plan-advisors">plan advisor</a>, including 3(21) co-fiduciary investment advice and 3(38) investment manager discretion. A practical differentiator is the firm’s ability to pair fiduciary plan support with the wider JPMorgan platform and branch network when sponsors want a single provider relationship.</p> <ul> <li>Plan fiduciary services: 3(21) and 3(38)</li> <li>Registered investment advisor and broker-dealer services (CRD #79)</li> <li>Access model: in-office, remote, and digital, plus Chase branch coverage</li> <li>Offices in Southern California, the Midwest, and other major U.S. markets</li> </ul>

Website: https://am.jpmorgan.com/