About Heritage Financial Solutions, LLC
<p>Located in Dodge City in southwest Kansas, Heritage Financial Solutions, LLC works with retirement plan sponsors and individuals on investment and planning decisions tied to long-term goals.</p> <p>For employer-sponsored plans, the firm offers both 3(21) fiduciary support and 3(38) investment manager services, helping committees document decisions and manage investment oversight. Heritage Financial Solutions, LLC is listed as a registered investment adviser under SEC CRD #131008.</p> <p>The Dodge City office is led by Amber Wallis, Owner and Financial Advisor. Certain securities business may be conducted through NYLIFE Securities LLC through associated individuals.</p> <p>A differentiator is the ability to step in as either a co-fiduciary (3(21)) or as the named discretionary investment manager (3(38)) based on how much responsibility the plan sponsor wants to retain.</p> <ul> <li>Plan fiduciary services: 3(21) and 3(38)</li> <li>Support for plan investment oversight and committee process</li> <li>Retirement planning and investment management</li> <li>Registered investment adviser (SEC CRD #131008)</li> <li>$10.5B AUM (2026)</li> </ul>
Website: https://www.heritagesolutions.net/
Office Locations
- Dodge City, KS (Headquarters)
Services Offered
- 3(21) Investment Advisor
- 3(38) Investment Manager
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $10.5B