# Dufek & Company, LLC
Source: https://planprovider.pro/provider/dufek-and-company-llc

> Founded in 2003, Dufek & Company, LLC focuses on one thing: employee benefit plan audits. The firm is led by auditor Scott M. Dufek and works with plan s…

Employee Benefit Plan Auditor

Brookfield, WI

## About Dufek & Company, LLC

<p>Founded in 2003, Dufek &amp; Company, LLC focuses on one thing: employee benefit plan audits. The firm is led by auditor Scott M. Dufek and works with plan sponsors that need an audit firm familiar with retirement plan requirements and timelines.</p>

<p>Headquartered in Brookfield in the Milwaukee metro area, with an office in Chicago, the firm supports plan sponsors across Wisconsin and Illinois. Its work centers on retirement plan audit compliance and a process built to keep day-to-day plan operations moving while the audit is underway.</p>

<p>Dufek &amp; Company is a niche CPA practice that specializes exclusively in employee benefit plan audits, including 401(k), 403(b), and profit sharing plans. That exclusive focus is a clear differentiator for sponsors that want an audit team that does this work year-round.</p>

<p>Plan sponsors can request a fixed quote for an employee benefit plan audit.</p>

<ul>
<li>Employee benefit plan audits for 401(k), 403(b), and profit sharing plans</li>
<li><a href="/auditors/401k">401(k) auditors</a> for annual plan audit compliance support</li>
<li>Audit services designed to limit disruption during fieldwork</li>
<li>Service coverage across the Milwaukee and Chicago metro areas, plus WI and IL</li>
</ul>

Website: [https://www.5500audit.com/](https://www.5500audit.com/)

Founded: 2003

## Office Locations

- Brookfield, WI (Headquarters)

## Accreditations & Certifications

- AICPA EBPAQC

- AICPA Member

## Audit Statistics (2024)

- Total Plans Audited: 25

- Total AUM Audited: $861.0M

- 401(k): 25 plans, $861.0M AUM

## Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

| Plan|Sponsor|Assets|Participants|

| ASTRONAUTICS CORPORATION OF AMERICA AND KEARFOTT CORPORATION DEFERRED SAVINGS AND PROFIT SHARING PLAN|ASTRONAUTICS CORPORATION OF AMERICA, WI|$187M|1,118|

| HABUSH HABUSH & ROTTIER, S.C. 401(K) SAVINGS PLAN|HABUSH HABUSH & ROTTIER, S.C., WI|$59M|133|

| IMPACT ADVISORS, LLC 401(K) PLAN|IMPACT ADVISORS, LLC, IL|$58M|642|

| XR TRADING LLC 401(K) PLAN|XR TRADING LLC, IL|$49M|84|

| GELBER GROUP 401(K) PLAN|GELBER GROUP, LLC, IL|$48M|200|

| VELOCITYEHS 401K PLAN|VELOCITYEHS, IL|$42M|389|

| CREATIVE & RESPONSE RESEARCH SERVICES, INC. EPS AND 401K PLAN|CREATIVE & RESPONSE RESEARCH INC, IL|$34M|121|

| AMERICAN ROLLER COMPANY RETIREMENT PLAN|AMERICAN ROLLER COMPANY, LLC, WI|$32M|433|

| WI-TRONIX, LLC PROFIT SHARING PLAN|WI-TRONIX, LLC, IL|$30M|159|

| ACCIONA ENERGY NORTH AMERICA 401(K) PLAN|ACCIONA ENERGY USA GLOBAL LLC, IL|$29M|291|

| MARTIN AUTOMATIC, INC. 401(K) PLAN|MARTIN AUTOMATIC, INC., IL|$26M|153|

| FOX WORLD TRAVEL, INC. 401(K) PLAN|FOX WORLD TRAVEL, INC., WI|$25M|341|

| THERMOS L.L.C. TAX REDUCTION INVESTMENT PLAN|THERMOS L.L.C., IL|$24M|99|

| ZUERN BUILDING PRODUCTS, INC 401(K) PROFIT SHARING PLAN|ZUERN BUILDING PRODUCTS, INC, WI|$23M|200|

| RISING MEDICAL SOLUTIONS, INC. 401(K) PLAN|RISING HOLDINGS, INC.,DBA RISING MEDICAL SOLUTIONS, IL|$22M|197|

| ELGRON, INC. 401(K) PLAN|ELGRON, INC., IL|$22M|105|

| MID AMERICA OVERSEAS INC 401(K) PROFIT SHARING PLAN & TRUST|MID AMERICA OVERSEAS INC, IL|$19M|180|

| CLARITY PARTNERS, LLC 401(K) PLAN AND TRUST|CLARITY PARTNERS, LLC, IL|$13M|131|

| BANNER PROPERTY MANAGEMENT, LLC 401(K) PLAN AND TRUST|BANNER PROPERTY MANAGEMENT, LLC, IL|$12M|93|

| AXIOM PROPERTIES, INC. 401K PLAN|AXIOM PROPERTIES, INC., IL|$11M|145|

Showing top 20 of 24 plans serviced in 2024.

## Other Employee Benefit Plan Auditors in WI

- [Quandt Berndt & Company LLC](https://planprovider.pro/provider/quandt-berndt-and-company-llc) - Waukesha, WI

- [Ritz Holman LLP](https://planprovider.pro/provider/ritz-holman-llp) - Milwaukee, WI

- [KerberRose SC](https://planprovider.pro/provider/kerberrose-sc) - Shawano, WI

- [Reilly, Penner & Benton LLP](https://planprovider.pro/provider/reilly-penner-and-benton-llp) - Milwaukee, WI

- [Wegner CPAs, LLP](https://planprovider.pro/provider/wegner-cpas-llp) - Madison, WI

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- [Hawkins Ash CPAs, LLP](https://planprovider.pro/provider/hawkins-ash-cpas-llp) - La Crosse, WI

- [Gordon J. Maier & Company, LLP](https://planprovider.pro/provider/gordon-j-maier-and-company-llp) - Racine, WI

- [Lucida LLC](https://planprovider.pro/provider/lucida-llc) - Brookfield, WI

- [Vrakas CPAs + Advisors](https://planprovider.pro/provider/vrakas-cpas-advisors) - Brookfield, WI

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