Dufek & Company, LLC

Employee Benefit Plan Auditor

Brookfield, WI

About Dufek & Company, LLC

<p>Founded in 2003, Dufek &amp; Company, LLC focuses on one thing: employee benefit plan audits. The firm is led by auditor Scott M. Dufek and works with plan sponsors that need an audit firm familiar with retirement plan requirements and timelines.</p> <p>Headquartered in Brookfield in the Milwaukee metro area, with an office in Chicago, the firm supports plan sponsors across Wisconsin and Illinois. Its work centers on retirement plan audit compliance and a process built to keep day-to-day plan operations moving while the audit is underway.</p> <p>Dufek &amp; Company is a niche CPA practice that specializes exclusively in employee benefit plan audits, including 401(k), 403(b), and profit sharing plans. That exclusive focus is a clear differentiator for sponsors that want an audit team that does this work year-round.</p> <p>Plan sponsors can request a fixed quote for an employee benefit plan audit.</p> <ul> <li>Employee benefit plan audits for 401(k), 403(b), and profit sharing plans</li> <li><a href="/auditors/401k">401(k) auditors</a> for annual plan audit compliance support</li> <li>Audit services designed to limit disruption during fieldwork</li> <li>Service coverage across the Milwaukee and Chicago metro areas, plus WI and IL</li> </ul>

Website: https://www.5500audit.com/

Founded: 2003

Office Locations

  • Brookfield, WI (Headquarters)

Accreditations & Certifications

  • AICPA EBPAQC
  • AICPA Member

Audit Statistics (2024)

  • Total Plans Audited: 25
  • Total AUM Audited: $861.0M
  • 401(k): 25 plans, $861.0M AUM

Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

PlanSponsorAssetsParticipants
ASTRONAUTICS CORPORATION OF AMERICA AND KEARFOTT CORPORATION DEFERRED SAVINGS AND PROFIT SHARING PLANASTRONAUTICS CORPORATION OF AMERICA, WI$187M1,118
HABUSH HABUSH & ROTTIER, S.C. 401(K) SAVINGS PLANHABUSH HABUSH & ROTTIER, S.C., WI$59M133
IMPACT ADVISORS, LLC 401(K) PLANIMPACT ADVISORS, LLC, IL$58M642
XR TRADING LLC 401(K) PLANXR TRADING LLC, IL$49M84
GELBER GROUP 401(K) PLANGELBER GROUP, LLC, IL$48M200
VELOCITYEHS 401K PLANVELOCITYEHS, IL$42M389
CREATIVE & RESPONSE RESEARCH SERVICES, INC. EPS AND 401K PLANCREATIVE & RESPONSE RESEARCH INC, IL$34M121
AMERICAN ROLLER COMPANY RETIREMENT PLANAMERICAN ROLLER COMPANY, LLC, WI$32M433
WI-TRONIX, LLC PROFIT SHARING PLANWI-TRONIX, LLC, IL$30M159
ACCIONA ENERGY NORTH AMERICA 401(K) PLANACCIONA ENERGY USA GLOBAL LLC, IL$29M291
MARTIN AUTOMATIC, INC. 401(K) PLANMARTIN AUTOMATIC, INC., IL$26M153
FOX WORLD TRAVEL, INC. 401(K) PLANFOX WORLD TRAVEL, INC., WI$25M341
THERMOS L.L.C. TAX REDUCTION INVESTMENT PLANTHERMOS L.L.C., IL$24M99
ZUERN BUILDING PRODUCTS, INC 401(K) PROFIT SHARING PLANZUERN BUILDING PRODUCTS, INC, WI$23M200
RISING MEDICAL SOLUTIONS, INC. 401(K) PLANRISING HOLDINGS, INC.,DBA RISING MEDICAL SOLUTIONS, IL$22M197
ELGRON, INC. 401(K) PLANELGRON, INC., IL$22M105
MID AMERICA OVERSEAS INC 401(K) PROFIT SHARING PLAN & TRUSTMID AMERICA OVERSEAS INC, IL$19M180
CLARITY PARTNERS, LLC 401(K) PLAN AND TRUSTCLARITY PARTNERS, LLC, IL$13M131
BANNER PROPERTY MANAGEMENT, LLC 401(K) PLAN AND TRUSTBANNER PROPERTY MANAGEMENT, LLC, IL$12M93
AXIOM PROPERTIES, INC. 401K PLANAXIOM PROPERTIES, INC., IL$11M145

Showing top 20 of 24 plans serviced in 2024.

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