About 5c Capital Management, LLC
<p>Three offices across the New York City metro area give 5c Capital Management, LLC a practical footprint for plan sponsors and families in New Jersey, New York, and Connecticut. The firm is an SEC Registered Investment Advisor headquartered in Woodcliff Lake in Bergen County, with additional offices in White Plains in Westchester County and Westport in Fairfield County.</p> <p>5c Capital Management works as a fiduciary and keeps its advice focused on clear communication and decision-making. The team also coordinates with a client’s outside professionals such as tax advisors, attorneys, and business consultants so the investment plan and longer-term planning stay consistent.</p> <p>On the retirement plan side, the firm supports employer-sponsored pension and profit-sharing plans and can step into ERISA fiduciary roles. Plan sponsors can engage the firm as a 3(21) co-fiduciary or as a 3(38) investment manager for documented help with investment selection, monitoring, and governance, alongside other <a href="/plan-advisors">plan advisors</a>.</p> <p>As of 2026, 5c Capital Management reports $0.5B in assets under management.</p> <ul> <li>SEC Registered Investment Advisor</li> <li>Headquarters in Woodcliff Lake, NJ, with offices in White Plains, NY and Westport, CT</li> <li>3(21) co-fiduciary and 3(38) investment manager services</li> <li>Consulting for pension and profit-sharing plans</li> <li>$0.5B AUM (2026)</li> </ul>
Website: http://5cwealth.com/
Office Locations
- Woodcliff Lake, NJ (Headquarters)
- White Plains, NY
- Westport, CT
Services Offered
- 3(21) Investment Advisor
- 3(38) Investment Manager
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $537.4M
Plans Serviced (2024)
Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).
| Plan | Sponsor | Assets | Participants |
|---|---|---|---|
| NUVOLO TECHNOLOGIES CORPORATION 401K PLAN | NUVOLO TECHNOLOGIES CORPORATION, MA | $5M | — |