About 401(k) & 403(b) Fiduciary Advisors, Inc.
<p>Fee benchmarking and fiduciary process work sit at the center of 401(k) & 403(b) Fiduciary Advisors, Inc., a small SEC-registered RIA founded in 2019. The firm has 5 employees and is headquartered in San Jose in the heart of Silicon Valley, working with plan sponsors across 12 states.</p> <p>Its advisors hold designations that plan committees often look for, including AIF®, CRPS®, CPFA®, and CFP®. The team works with corporate and non-profit retirement plans, focusing on ERISA fiduciary responsibilities and steps that can reduce personal and corporate liability tied to plan oversight.</p> <p>Plan sponsor services include investment due diligence, fee benchmarking, and fiduciary compliance support. For participants, the firm helps set up and monitor professionally managed investment options aligned to individual retirement goals. The firm reports a clean BrokerCheck record and more than $128 million in assets under management.</p> <ul> <li>SEC-registered RIA focused on workplace retirement plans</li> <li>Advisory support for pension and profit-sharing plans in 12 states</li> <li>Fee benchmarking and investment due diligence for committees</li> <li>ERISA fiduciary process and compliance support</li> <li>Participant guidance on professionally managed investment options</li> </ul>
Website: https://www.401k403bfa.com/
Founded: 2019
Employees: 5
Office Locations
- San Jose, CA (Headquarters)
Team Members
- John Palladino, Managing Director and Investment Advisor Representative, MBA, AIF®, CRPS®, CPFA®
- Jeremy Pomer, Senior Plan Consultant and Investment Advisor Representative, CFP®, CRPS®