About 401(k) & 403(b) Fiduciary Advisors, Inc.
<p>Fee benchmarking is a core part of 401(k) & 403(b) Fiduciary Advisors, Inc.’s work with workplace retirement plans. Founded in 2019, this SEC-registered RIA has a five-person team headquartered in San Jose, in the Silicon Valley region, and works with plan sponsors across 12 states.</p> <p>The firm advises corporate and non-profit plans and centers its work on ERISA fiduciary responsibilities and the day-to-day steps committees use to document oversight and reduce personal and corporate liability. Team credentials include AIF®, CRPS®, CPFA®, and CFP®, which many plan committees look for when selecting <a href="/plan-advisors">plan advisors</a>.</p> <p>For plan sponsors, services include investment due diligence, fee benchmarking, and fiduciary compliance support. For participants, the firm helps set up and monitor professionally managed investment options tied to individual retirement goals. The firm reports a clean BrokerCheck record and more than $128 million in assets under management.</p> <p>What sets the firm apart is its narrow focus on fiduciary process work, with fee benchmarking and committee support as a primary deliverable rather than an add-on.</p> <ul> <li>SEC-registered RIA focused on workplace retirement plans</li> <li>Works with plan sponsors in 12 states</li> <li>Investment due diligence and fee benchmarking for committees</li> <li>ERISA fiduciary process and compliance support</li> <li>Participant support for professionally managed investment options</li> </ul>
Website: https://www.401k403bfa.com/
Founded: 2019
Employees: 5
Office Locations
- San Jose, CA (Headquarters)
Team Members
- John Palladino, Managing Director and Investment Advisor Representative, MBA, AIF®, CRPS®, CPFA®
- Jeremy Pomer, Senior Plan Consultant and Investment Advisor Representative, CFP®, CRPS®