Plan Snapshot
- Plan Sponsor: Yumi Ice Cream Co., INC.
- Sponsor EIN: 752345279
- Sponsor Address: 3551 PLANO PARKWAY, THE COLONY, TX, 750565245
- Plan Type: 401(k)
- Total Participants: 367
- Total Assets: $2.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 367 | $2.4M | $0 | $271,567 |
| 2023 | 375 | $2.2M | $0 | $285,329 |
| 2022 | 367 | $1.7M | $0 | $258,264 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $8,618 | — | $8,618 |
| CARR, RIGGS & INGRAM LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,618
- Estimated Expense Ratio: 0.364% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $8,619 | — | $8,619 | — | — |
| 2023 | $11,006 | — | $11,006 | — | — |
| 2022 | $10,921 | — | $10,921 | — | — |