Plan Snapshot
- Plan Sponsor: Yes& Holdings LLC
- Sponsor EIN: 820956196
- Sponsor Address: 1700 DIAGONAL ROAD, SUITE 700, ALEXANDRIA, VA, 22314
- Plan Type: 401(k)
- Total Participants: 164
- Total Assets: $12.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $12.0M | $455,276 | $1.6M |
| 2023 | 181 | $8.5M | $455,773 | $1.5M |
| 2022 | 180 | $5.3M | $346,392 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $66,342 | — | $66,342 |
| PRINCIPAL SECURITIES, INC. | INVESTMENT ADVISORY | — | $32,433 | $32,433 |
| BROWN, CHISM & THOMPSON. PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $98,775
- Estimated Expense Ratio: 0.821% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $66,343 | — | $66,343 | — | — |
| 2023 | $44,344 | — | $44,344 | — | — |
| 2022 | $29,152 | — | $29,152 | — | — |