Plan Snapshot
- Plan Sponsor: Yam Management, LLC
- Sponsor EIN: 272494772
- Sponsor Address: 15475 N 84TH ST, SCOTTSDALE, AZ, 85260
- Plan Type: 401(k)
- Total Participants: 889
- Total Assets: $58.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 889 | $58.7M | $2.0M | $6.9M |
| 2023 | 1,024 | $51.1M | $2.2M | $7.5M |
| 2022 | 1,256 | $38.7M | $2.4M | $7.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $56,903 | — | $56,903 |
| WELLS FARGO ADVISORS FINANCIAL NETW | INVESTMENT/FINANCIAL ADVI | $45,030 | — | $45,030 |
| GISH SEIDEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $101,933
- Estimated Expense Ratio: 0.174% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $101,935 | $59,114 | — | — | — |
| 2023 | $92,616 | $56,140 | — | — | — |
| 2022 | $83,157 | — | — | — | — |