Plan Snapshot
- Plan Sponsor: Woodruff Sawyer & Co.
- Sponsor EIN: 941625126
- Sponsor Address: 50 CALIFORNIA STREET FLOOR 12, SAN FRANCISCO, CA, 94111
- Plan Type: 401(k)
- Total Participants: 639
- Total Assets: $149.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 639 | $149.9M | $3.7M | $8.5M |
| 2023 | 648 | $127.1M | $6.1M | $8.0M |
| 2022 | 612 | $110.4M | $3.0M | $7.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $61,351 | — | $61,351 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $45,635 | — | $45,635 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $106,986
- Estimated Expense Ratio: 0.071% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $107,086 | $45,635 | — | — | — |
| 2023 | $85,210 | $32,015 | — | — | — |
| 2022 | $74,777 | $19,131 | $55,046 | — | $600 |