Plan Snapshot
- Plan Sponsor: Winthrop & Weinstine, P.A.
- Sponsor EIN: 411722524
- Sponsor Address: 225 SOUTH 6TH STREET, MINNEAPOLIS, MN, 55402
- Plan Type: 401(k)
- Total Participants: 306
- Total Assets: $149.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 306 | $149.2M | $4.9M | $4.3M |
| 2023 | 286 | $126.1M | $4.4M | $3.9M |
| 2022 | 267 | $105.7M | $3.8M | $3.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $98,575 | — | $98,575 |
| RYAN INVESTMENT MANAGEMENT INC | INV ADV, PARTICIPANTS | $17,823 | — | $17,823 |
| BAKER TILLY US, LLP | ACCOUNTANT | $12,075 | — | $12,075 |
| BAKER TILLY US LLP | Auditor | $12,075 | — | $12,075 |
| CARLSON CAPITAL MANAGEMENT LLC | INV ADV, PARTICIPANTS | $9,772 | — | $9,772 |
| VIA ACTUARIAL SOLUTIONS | CONTRACT ADMINISTRATOR | $6,000 | — | $6,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $156,320
- Estimated Expense Ratio: 0.105% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $149,482 | — | $105,358 | $12,075 | — |
| 2023 | $131,243 | — | $97,656 | $19,200 | — |
| 2022 | $147,013 | — | $112,833 | — | $33,500 |