Plan Snapshot
- Plan Sponsor: Winstead PC
- Sponsor EIN: 752404691
- Sponsor Address: 2728 N HARWOOD ST STE 500, DALLAS, TX, 752011743
- Plan Type: 401(k)
- Total Participants: 156
- Total Assets: $35.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 156 | $35.2M | $632,202 | $2.6M |
| 2023 | 153 | $32.7M | $723,627 | $2.6M |
| 2022 | 174 | $32.1M | $449,752 | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $45,926 | $41,313 | $87,239 |
| COOK STREET CONSULTING | INV ADV, PARTICIPANTS | $27,455 | — | $27,455 |
| WHITLEY PENN LLP | ACCOUNTANT | $18,798 | — | $18,798 |
| MORGAN STANLEY GLOBAL BA | INVESTMENT ADVISORY | $9,375 | — | $9,375 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- COOK STREET CONSULTING — INV ADV, PARTICIPANTS
- WHITLEY PENN LLP — ACCOUNTANT
- MORGAN STANLEY GLOBAL BA — INVESTMENT ADVISORY
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $142,867
- Estimated Expense Ratio: 0.406% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $101,554 | $36,830 | $45,926 | $18,798 | — |
| 2023 | $80,594 | $36,716 | $26,339 | $17,539 | — |
| 2022 | $74,852 | $25,929 | $34,857 | — | $15,900 |