Plan Snapshot
- Plan Sponsor: Winstead PC
- Sponsor EIN: 752404691
- Sponsor Address: 2728 N HARWOOD ST STE 500, DALLAS, TX, 752011743
- Plan Type: 401(k)
- Total Participants: 435
- Total Assets: $286.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 435 | $286.3M | $7.7M | $5.9M |
| 2023 | 441 | $270.9M | $7.3M | $5.6M |
| 2022 | 418 | $237.6M | $6.4M | $5.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $92,122 | — | $92,122 |
| COOK STREET CONSULTING | CONTRACT ADMINISTRATOR | $55,241 | — | $55,241 |
| WHITLEY PENN LLP | ACCOUNTANT | $23,690 | — | $23,690 |
| MORGAN STANLEY GLOBAL BA | INVESTMENT ADVISORY | $18,147 | — | $18,147 |
| WATERLOO CAPITAL LP | INV ADV, PARTICIPANTS | $13,072 | — | $13,072 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- COOK STREET CONSULTING — CONTRACT ADMINISTRATOR
- WHITLEY PENN LLP — ACCOUNTANT
- MORGAN STANLEY GLOBAL BA — INVESTMENT ADVISORY
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $202,272
- Estimated Expense Ratio: 0.071% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $202,272 | $31,219 | $147,363 | $23,690 | — |
| 2023 | $183,748 | $79,709 | $71,105 | $22,253 | — |
| 2022 | $196,204 | — | $135,626 | — | $23,660 |