Plan Snapshot
- Plan Sponsor: Wine, Liquor & Distillery Workers Union Plan
- Sponsor EIN: 131973409
- Sponsor Address: 8402 18TH AVENUE, BROOKLYN, NY, 11214
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 1,105
- Total Assets: $21.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,105 | $21.1M | $22.0M | $22,550 |
| 2023 | 1,105 | $17.5M | $21.1M | $38,629 |
| 2022 | 1,118 | $12.6M | $19.8M | $67,027 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMBLEM HEALTH, INC. | Other Service Provider | $459,510 | — | $459,510 |
| ARETHIA BAZEMORE | Other Service Provider | $62,463 | — | $62,463 |
| WEAVER AND TIDWELL LLP | Auditor | $57,900 | — | $57,900 |
| LYNDAROSE ERRICOLO | Other Service Provider | $56,532 | — | $56,532 |
| VILMA REINHARDT | Other Service Provider | $44,834 | — | $44,834 |
| LINDA ERRICOLO | Other Service Provider | $36,109 | — | $36,109 |
| WELLS FARGO ADVISORS | Other Service Provider | $33,365 | — | $33,365 |
| MILLIMAN, INC. | Recordkeeper | $33,300 | — | $33,300 |
| ZAZZALI, P.C. | Other Service Provider | $27,033 | — | $27,033 |
| MERRILL LYNCH | Custodian / Trustee | $23,637 | — | $23,637 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WEAVER AND TIDWELL LLP — Auditor
- MILLIMAN, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $834,683
- Estimated Expense Ratio: 3.962% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,094,519 | $57,002 | $459,510 | $52,500 | — |
| 2023 | $1,303,796 | $62,940 | $459,408 | $52,500 | — |
| 2022 | $931,456 | $70,966 | — | — | $177,600 |