Plan Snapshot
- Plan Sponsor: Windsor Capital Group, INC.
- Sponsor EIN: 841122146
- Sponsor Address: 3420 OCEAN PARK BLVD STE 3000, SANTA MONICA, CA, 90405
- Plan Type: 401(k)
- Total Participants: 635
- Total Assets: $6.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 635 | $6.4M | $121 | $396,471 |
| 2023 | 657 | $6.2M | $0 | $253,870 |
| 2022 | 570 | $5.9M | $0 | $214,530 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS | ADVISOR | — | $14,206 | $14,206 |
| LING & BOUMAN CPA'S, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LING & BOUMAN CPA'S, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $14,206
- Estimated Expense Ratio: 0.224% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $21,620 | $345 | $19,925 | — | — |
| 2023 | $4,525 | — | — | — | — |
| 2022 | $34,247 | — | $34,247 | — | — |