Plan Snapshot
- Plan Sponsor: Windels Marx Lane & Mittendorf, LLP
- Sponsor EIN: 132773235
- Sponsor Address: 156 WEST 56TH STREET, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Total Participants: 219
- Total Assets: $69.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 219 | $69.2M | $0 | $3.2M |
| 2023 | 211 | $58.4M | $0 | $2.9M |
| 2022 | 194 | $48.2M | $0 | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MATTHEWS, PANARIELLO P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $90,381 | — | — | — | — |
| 2023 | $78,530 | — | — | — | — |
| 2022 | $81,265 | — | — | — | $44,885 |