Plan Snapshot
- Plan Sponsor: Whitebox Advisors, LLC
- Sponsor EIN: 411957584
- Sponsor Address: 3033 EXCELSIOR BOULEVARD, MINNEAPOLIS, MN, 55416
- Plan Type: 401(k)
- Total Participants: 57
- Total Assets: $35.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 57 | $35.9M | $1.4M | $1.2M |
| 2023 | 56 | $30.2M | $1.4M | $1.2M |
| 2022 | 59 | $26.3M | $1.5M | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OLSEN THIELEN & CO., LTD | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- OLSEN THIELEN & CO., LTD — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,499 | $10,128 | $3,720 | — | — |
| 2023 | $34,187 | $8,574 | $3,900 | — | — |
| 2022 | $39,447 | $8,706 | $9,830 | — | $20,911 |