Plan Snapshot
- Plan Sponsor: Western Asset Management Company, LLC
- Sponsor EIN: 952705767
- Sponsor Address: 385 EAST COLORADO BOULEVARD, PASADENA, CA, 91101
- Plan Type: 401(k)
- Total Participants: 466
- Total Assets: $385.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 466 | $385.2M | $4.8M | $10.1M |
| 2023 | 498 | $337.5M | $5.4M | $10.4M |
| 2022 | 558 | $291.7M | $9.8M | $5.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MMA SECURITIES | INVESTMENT ADV CONSULTING | $65,000 | — | $65,000 |
| MERRILL LYNCH PIERCE FENNER SMITH | RECORDKEEPER | $61,550 | — | $61,550 |
| SC&H ATTEST SERVICES, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MMA SECURITIES — INVESTMENT ADV CONSULTING
- SC&H ATTEST SERVICES, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $126,550
- Estimated Expense Ratio: 0.033% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $118,451 | $65,000 | — | — | — |
| 2023 | $123,333 | $65,000 | — | — | — |
| 2022 | $124,693 | — | — | — | $124,693 |