Plan Snapshot
- Plan Sponsor: Western Asset Management Company, LLC
- Sponsor EIN: 200219988
- Sponsor Address: 385 EAST COLORADO BOULEVARD, PASADENA, CA, 911011923
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $340.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $340.5M | $0 | $0 |
| 2023 | 0 | $601.1M | $0 | $0 |
| 2022 | 0 | $972.0M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON | Custodian / Trustee | $160,607 | — | $160,607 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $68,820 | — | $68,820 |
| ROPES AND GRAY LLP | Other Service Provider | $9,399 | — | $9,399 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $238,826
- Estimated Expense Ratio: 0.070% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $462,545 | — | $101,673 | $56,000 | — |
| 2023 | $814,789 | — | $176,191 | $50,001 | — |
| 2022 | $752,951 | — | $505,139 | — | $85,204 |