Plan Snapshot
- Plan Sponsor: Western Asset Management Company, LLC
- Sponsor EIN: 200219111
- Sponsor Address: 385 EAST COLORADO BOULEVARD, PASADENA, CA, 911011923
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $260.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $260.1M | $0 | $0 |
| 2023 | 0 | $848.5M | $0 | $0 |
| 2022 | 0 | $1.2B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON | Custodian / Trustee | $445,623 | — | $445,623 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $129,649 | — | $129,649 |
| ROPES & GRAY LLP | Other Service Provider | $7,399 | — | $7,399 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $582,671
- Estimated Expense Ratio: 0.224% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $601,662 | — | — | $69,000 | — |
| 2023 | $550,382 | — | $268,680 | $56,700 | — |
| 2022 | $442,118 | — | $265,521 | — | $85,801 |