Plan Snapshot
- Plan Sponsor: West Yost & Associates, INC.
- Sponsor EIN: 680370826
- Sponsor Address: 2020 RESEARCH PARK DRIVE, DAVIS, CA, 956186148
- Plan Type: 401(k)
- Total Participants: 227
- Total Assets: $51.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 227 | $51.2M | $1.6M | $2.8M |
| 2023 | 220 | $43.4M | $1.4M | $2.6M |
| 2022 | 201 | $34.5M | $1.2M | $2.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAP FINANCIAL PARTNERS LLC | INVESTMENT ADVISORY | $97,171 | $8 | $97,179 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $78,540 | — | $78,540 |
| CAMPBELL TAYLOR WASHBURN | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $175,719
- Estimated Expense Ratio: 0.343% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $175,711 | $97,171 | $78,540 | — | — |
| 2023 | $58,040 | — | $58,040 | — | — |
| 2022 | $44,174 | — | $44,174 | — | — |