Plan Snapshot
- Plan Sponsor: Warehouse Specialists, LLC
- Sponsor EIN: 810862766
- Sponsor Address: 1160 N. MAYFLOWER DR., APPLETON, WI, 54913
- Plan Type: 401(k)
- Total Participants: 718
- Total Assets: $66.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 718 | $66.4M | $2.1M | $3.7M |
| 2023 | 761 | $63.4M | $2.4M | $3.8M |
| 2022 | 744 | $55.7M | $1.9M | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SPECTRUM INVESTMENT ADVISORS INC. | INVESTMENT ADVISOR | $122,871 | — | $122,871 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $91,581 | — | $91,581 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $214,452
- Estimated Expense Ratio: 0.323% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $214,451 | $122,870 | — | — | — |
| 2023 | $198,844 | $113,756 | $900 | — | — |
| 2022 | $188,595 | — | — | — | — |