Plan Snapshot
- Plan Sponsor: Warady & Davis, LLP
- Sponsor EIN: 362170602
- Sponsor Address: 1717 DEERFIELD ROAD, DEERFIELD, IL, 600153900
- Plan Type: 401(k)
- Total Participants: 109
- Total Assets: $73.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 109 | $73.0M | $928,090 | $1.2M |
| 2023 | 108 | $62.9M | $926,199 | $1.2M |
| 2022 | 107 | $52.7M | $829,234 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CORRIGAN KRAUSE | Auditor | $12,000 | — | $12,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $12,000
- Estimated Expense Ratio: 0.016% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $66,399 | $45,498 | $8,376 | $12,000 | — |
| 2023 | $55,648 | $38,323 | $6,975 | $10,000 | — |
| 2022 | $58,562 | $40,112 | $8,550 | — | $9,500 |