Plan Snapshot
- Plan Sponsor: Wakefield And Associates, INC.
- Sponsor EIN: 841023982
- Sponsor Address: 7005 MIDDLEBROOK PIKE, KNOXVILLE, TN, 37909
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 467 | $14.1M | $236,380 | $1.1M |
| 2023 | 548 | $13.5M | $327,475 | $1.3M |
| 2022 | 478 | $10.7M | $212,192 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADMIN. GROUP, LLC DBA TAG RESOURCES | Recordkeeper | $41,531 | — | $41,531 |
| TRANSAMERICA FINANCIAL LIFE INS | Recordkeeper | $37,282 | — | $37,282 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADMIN. GROUP, LLC DBA TAG RESOURCES — Recordkeeper
- TRANSAMERICA FINANCIAL LIFE INS — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,813
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,214,703 | — | $20,835 | — | — |
| 2024 | $78,813 | — | $41,531 | — | — |
| 2023 | $75,186 | — | $42,642 | — | — |
| 2022 | $67,540 | — | $67,540 | — | — |