Plan Snapshot
- Plan Sponsor: W3, LLC
- Sponsor EIN: 800206231
- Sponsor Address: 925 N POINT PARKWAY SUITE 425, ALPHARETTA, GA, 30005
- Plan Type: 401(k)
- Total Participants: 719
- Total Assets: $16.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 719 | $16.9M | $0 | $2.5M |
| 2023 | 103 | $14.2M | $0 | $2.4M |
| 2022 | 680 | $10.6M | $0 | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $47,472 | — | $47,472 |
| LAMON & STERN INC | OTHER | $34,207 | — | $34,207 |
| SILVER OAK SECURITIES INC | INVESTMENT ADVISOR | $27,710 | — | $27,710 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $16,914 | — | $16,914 |
| CREATIVE PLANNING LLC | INVESTMENT ADVISOR | $15,479 | — | $15,479 |
| SMITH & HOWARD, P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $141,782
- Estimated Expense Ratio: 0.840% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $141,782 | $60,103 | — | — | — |
| 2023 | $124,630 | $26,258 | — | — | — |
| 2022 | $124,295 | $68,596 | $55,699 | — | — |