Plan Snapshot
- Plan Sponsor: Vivos Therapeutics, INC.
- Sponsor EIN: 813224056
- Sponsor Address: 7921 SOUTHPARK PLAZA, LITTLETON, CO, 80120
- Plan Type: 401(k)
- Total Participants: 113
- Total Assets: $1.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 113 | $1.7M | $0 | $358,080 |
| 2023 | 126 | $1.6M | $144 | $393,702 |
| 2022 | 163 | $1.2M | $0 | $539,699 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY F | Recordkeeper | $11,114 | — | $11,114 |
| VANTAGE FINANCIAL GROUP, INC. | Investment Advisor | $9,190 | — | $9,190 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $20,304
- Estimated Expense Ratio: 1.205% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $23,957 | — | $23,957 | — | — |
| 2023 | $20,014 | — | $17,550 | — | — |
| 2022 | $16,373 | $16,373 | — | — | — |