Plan Snapshot
- Plan Sponsor: Vintage Wine Estates
- Sponsor EIN: 208792279
- Sponsor Address: 205 CONCOURSE BOULEVARD, SANTA ROSA, CA, 95403
- Plan Type: 401(k)
- Total Participants: 526
- Total Assets: $20.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 526 | $20.3M | $0 | $1.6M |
| 2023 | 526 | $28.9M | $1.3M | $2.6M |
| 2022 | 578 | $23.7M | $987,850 | $2.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DEJOY & CO. CPAS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DEJOY & CO. CPAS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,184 | — | $39,576 | — | — |
| 2023 | $74,688 | — | $47,094 | — | — |
| 2022 | $105,225 | — | $96,345 | — | $8,880 |