Plan Snapshot
- Plan Sponsor: Vino Farms, LLC
- Sponsor EIN: 900393874
- Sponsor Address: 1377 E. LODI AVENUE, LODI, CA, 95240
- Plan Type: 401(k)
- Total Participants: 259
- Total Assets: $14.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 259 | $14.3M | $107,638 | $642,927 |
| 2023 | 244 | $12.8M | $102,878 | $609,930 |
| 2022 | 251 | $11.3M | $102,345 | $600,909 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO. OF AM | RECORDKEEPER | $73,786 | — | $73,786 |
| MMA SECURITIES LLC | INVESTMENT ADVISOR | $26,045 | — | $26,045 |
| SAN DIEGO PENSION CONSULTANTS | CONTRACT ADMIN | $3,390 | $6,541 | $9,931 |
| AUDIT AND TAX SOLUTIONS, CPAS, INC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MMA SECURITIES LLC — INVESTMENT ADVISOR
- AUDIT AND TAX SOLUTIONS, CPAS, INC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $109,762
- Estimated Expense Ratio: 0.767% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,493 | — | $72,493 | — | — |
| 2023 | $68,941 | — | $65,741 | — | — |
| 2022 | $96,057 | $85,810 | $10,247 | — | — |