Plan Snapshot
- Plan Sponsor: Vickers & Nolan Enterprises, LLC
- Sponsor EIN: 200759070
- Sponsor Address: 50 TECH PARKWAY, STAFFORD, VA, 22556
- Plan Type: 401(k)
- Total Participants: 94
- Total Assets: $16.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 94 | $16.0M | $332,400 | $862,362 |
| 2023 | 83 | $14.3M | $315,960 | $740,540 |
| 2022 | 60 | $11.6M | $240,195 | $631,640 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INS CO | Recordkeeper | $58,729 | — | $58,729 |
| MERRILL LYNCH LIFE AGENCY, INC | Investment Advisor | $30,471 | — | $30,471 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA FINANCIAL LIFE INS CO — Recordkeeper
- MERRILL LYNCH LIFE AGENCY, INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $89,200
- Estimated Expense Ratio: 0.559% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $89,200 | $30,471 | — | — | — |
| 2023 | $72,282 | $25,312 | — | — | — |
| 2022 | $67,013 | $24,183 | — | — | — |